The Financial Advisor
Administrative Assistant
Junior Planner
The primary hire that is responsible for the overall financial management of investment client base. Must have a good knowledge of the financial markets, prepare and execute strategic marketing plans, maintain client records and adhere to regulatory guidelines.
This second hire supports the financial advisor with existing and prospective client accounts. They handle various customer service duties, phone calls, file maintenance and form preparation and processing.
The third hire prepares all investment portfolio updates as requested for the financial advisor and works to create meaningful financial plans and other asset allocation tools
3
Essential Jobs that support a Wealth Management Practice
Series 7 and 63/66 licenses
Life and Health Insurance license
2 to 4 Year Degree
Primary Responsibilities
Lead Generation
Obtaining Appointments
Meeting with Clients
Implementing Financial Plans
Client Service
Primary Responsibilties
Maintain contact with clients
A key resource for the advisor
Responsible for all paperwork
Implement technology solutions
A key resource for the advisor
Responsible for all paperwork
Implement technology solutions
2 Years of Exeperience
Good communication skills
Proficient skills with technology
$250k GDC Benchmark
$500k GDC Benchmark
Primary Responsibilities
Complete investment portfolio updates
Create Financial Plans
Create Financial Plans
Financial planning software skills
Minimal Experience
Series 6 or other FINRA license
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The Financial Advisor
